Merrill Lynch Pierce Fenner and Smith Incorporated v. Rodel Corriente


California Central District Court (cacd)

Docket Number: 2:11-cv-10660
Pacer Case Number: 520538

Date filed: 2011-12-27
Date terminated: None entered
Date last filing: None entered

Document List

This docket is unofficial and may be incomplete or out-of-date. The official docket is available on PACER (fees may apply). For more information, click here
1.0 APPLICANTS NOTICE OF APPLICATION to Confirm Arbitration A...
APPLICANTS NOTICE OF APPLICATION to Confirm Arbitration Award and for entry of Judgment filed by Petitioner Merrill Lynch Pierce Fenner and Smith Incorporated. Lodged Proposed Order. (et) (Additional attachment(s) added on 12/29/2011: # 1 Proposed Order) (mg). (Additional attachment(s) added on 12/29/2011: # 2 Ntc of Asgmt, # 3 Civil Cover Sheet) (mg). (Entered: 12/28/2011)
Date filed in court 12/27/2011
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2.0 MEMORANDUM of Points and Authorities in Support of APPLIC...
MEMORANDUM of Points and Authorities in Support of APPLICANTS NOTICE OF APPLICATION to Confirm Arbitration Award and for entry of Judgment 1 filed by Petitioner Merrill Lynch Pierce Fenner and Smith Incorporated. (et) (mg). (Entered: 12/28/2011)
Date filed in court 12/27/2011
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Date uploaded to RECAP 02/06/2012
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3.0 DECLARATION of OLGA Y. WAYNE in Support of APPLICANTS NOT...
DECLARATION of OLGA Y. WAYNE in Support of APPLICANTS NOTICE OF APPLICATION to Confirm Arbitration Award and for entry of Judgment 1 filed by Petitioner Merrill Lynch Pierce Fenner and Smith Incorporated. (et) (mg). (Entered: 12/28/2011)
Date filed in court 12/27/2011
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4.0 DECLARATION of JOHN D. VAUGHN in Support of APPLICANTS NO...
DECLARATION of JOHN D. VAUGHN in Support of APPLICANTS NOTICE OF APPLICATION to Confirm Arbitration Award and for entry of Judgment 1 filed by Petitioner Merrill Lynch Pierce Fenner and Smith Incorporated. (et) (mg). (Entered: 12/28/2011)
Date filed in court 12/27/2011
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5.0 NOTICE of Interested Parties filed by Petitioner Merrill ...
NOTICE of Interested Parties filed by Petitioner Merrill Lynch Pierce Fenner and Smith Incorporated, identifying Corporate Parent Merrill Lynch, Other Affiliate Bank of America Corporation for Merrill Lynch Pierce Fenner and Smith Incorporated. (et) (mg). (Entered: 12/28/2011)
Date filed in court 12/27/2011
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6.0 PROOF OF PERSONAL SERVICE filed by Petitioner Merrill Lyn...
PROOF OF PERSONAL SERVICE filed by Petitioner Merrill Lynch Pierce Fenner and Smith Incorporated re: APPLICATION to Compel Arbitration APPLICATION for Judgment 1 (Vaughn, John) (Entered: 12/28/2011)
Date filed in court 12/28/2011
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7.0 MINUTES IN CHAMBERS by Judge Consuelo B. Marshall. On the...
MINUTES IN CHAMBERS by Judge Consuelo B. Marshall. On the Court's own motion, Application to Confirm Arbitration Award and for Entry of Judgment 1 is hereby set for oral argument on Monday, February 6, 2012 at 11:00 A.M. Opposition shall be filed on or before January 17, 2012, Reply, shall be filed on or before January 24, 2012. (lom) (Entered: 12/29/2011)
Date filed in court 12/27/2011
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8.0 OF SERVICE filed by Applicant Merrill Lynch Pierce Fenner...
OF SERVICE filed by Applicant Merrill Lynch Pierce Fenner and Smith Incorporated, re Minutes of In Chambers Order/Directive - no proceeding held, Set/Reset Motion Hearing and R&R Deadlines,, 7 NOTICE OF ORDER SETTING HEARING DATE AND BRIEFING SCHEDULE served on 12/29/2011. (Vaughn, John) (Entered: 01/03/2012)
Date filed in court 01/03/2012
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9.0 APPLICATION for Leave of Olga Y. Wayne to Appear for Pro ...
APPLICATION for Leave of Olga Y. Wayne to Appear for Pro Hac Vice In A Specific Case filed by Applicant/Plaintiff Merrill Lynch Pierce Fenner and Smith Incorporated. Application set for hearing on 2/6/2012 at 11:00 AM before Judge Consuelo B. Marshall. (Attachments: # 1 Certificate of Good Standing (Pennsylvania), # 2 Certificate of Good Standing (New Jersey))(Vaughn, John) (Entered: 01/03/2012)
Date filed in court 01/03/2012
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10.0 NOTICE OF LODGING OF PROPOSED ORDER filed by Petitioner M...
NOTICE OF LODGING OF PROPOSED ORDER filed by Petitioner Merrill Lynch Pierce Fenner and Smith Incorporated re: APPLICATION for Leave of Olga Y. Wayne to Appear for Pro Hac Vice In A Specific Case 9 (Vaughn, John) (Entered: 01/03/2012)
Date filed in court 01/03/2012
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11.0 CERTIFICATE OF SERVICE re: Miscellaneous Document 10 , AP...
CERTIFICATE OF SERVICE re: Miscellaneous Document 10 , APPLICATION for Leave of Olga Y. Wayne to Appear for Pro Hac Vice In A Specific Case 9 (Vaughn, John) (Entered: 01/03/2012)
Date filed in court 01/03/2012
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12.0 APPLICATION for Leave of Olga Y. Wayne to Appear for Non-...
APPLICATION for Leave of Olga Y. Wayne to Appear for Non-Resident Attorney to a Specific Case SUPPLEMENTAL CERTIFICATE OF GOOD STANDING filed by Applicant/Plaintiff Merrill Lynch Pierce Fenner and Smith Incorporated. Application set for hearing on 2/6/2012 at 11:00 AM before Judge Consuelo B. Marshall. (Vaughn, John) (Entered: 01/03/2012)
Date filed in court 01/03/2012
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13.0 CERTIFICATE OF SERVICE filed by Petitioner Merrill Lynch ...
CERTIFICATE OF SERVICE filed by Petitioner Merrill Lynch Pierce Fenner and Smith Incorporated SUPPLEMENTAL CERTIFICATE OF GOOD STANDING re: APPLICATION for Leave of Olga Y. Wayne to Appear for Non-Resident Attorney to a Specific Case SUPPLEMENTAL CERTIFICATE OF GOOD STANDING 12 (Vaughn, John) (Entered: 01/03/2012)
Date filed in court 01/03/2012
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14.0 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed D...
NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Proof of Service (subsequent documents), 6 , 8 , 11 . The following error(s) was found: Incorrect event selected. The correct event is: Poof of Service (Subsequent Documents). To find the correct efiling event, see category: Service Documents: Service of Subsequent Document Filings; for event: Proof of Service (Subsequent Documents). If you are unsure of the events, use the SEARCH feature on the CM/ECF menu bar. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lom) (Entered: 01/04/2012)
Date filed in court 01/04/2012
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15.0 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed D...
NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Miscellaneous Document 10 . The following error(s) was found: Incorrect event selected. The correct event is: Notice of Lodging. To efile a [Prop] Document by itself, see category for Other Filings: Notices; for event: Notice of Lodging. The Notice of Lodging document is efiled as the main attachment and the [Prop] Order/Judgment is attached to the Notice of Lodging document as a second attachment. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lom) (Entered: 01/04/2012)
Date filed in court 01/04/2012
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16.0 ORDER by Judge Consuelo B. Marshall: granting 9 12 Applic...
ORDER by Judge Consuelo B. Marshall: granting 9 12 Application for Leave of Olga Y Wayne to Appear as Non Resident Attorney for Petitioner Merrill Lynch Pierce Fenner and Smith Incorporated. (lt) (Entered: 01/05/2012)
Date filed in court 01/05/2012
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17.0 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed D...
NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: APPLICATION for Leave of Olga Y. Wayne to Appear for Pro Hac Vice 9 , was found. Incorrect event selected. The correct event is: Appear Pro Hac Vice. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lom) (Entered: 01/10/2012)
Date filed in court 01/10/2012
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20.0 JUDGMENT 19 by Judge Consuelo B. Marshall, in favor of...
JUDGMENT 19 by Judge Consuelo B. Marshall, in favor of Merrill Lynch Pierce Fenner and Smith Incorporated and against Rodel Corriente. Financial Industry Regulatory Authority (FINRA) found that Corriente had been properly served with the Statement of the Claim and notice of arbitration, that Corriente was required to submit to arbitration pursuant to the Code of Arbitration Procedure, that Corriente is bound by the determination of the arbitrator on all issues submitted, and that Merrill Lynch be awarded $130,434.92 in damages plus interest at 5.25% per annum and $1,000 for costs of the Initial Claim filing fee. The Court ORDERS that Plaintiff's Application to Confirm Arbitration Award and for Entry of Judgment 1 is hereby granted; And good cause appearing therefore, the Court further ORDERS that Judgment shall be and hereby is entered in favor of the Plaintiff and against Defendant Rodel Corriente. (MD JS-6, Case Terminated). (lom)
Date filed in court 03/14/2012
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Date uploaded to RECAP 03/14/2012
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